Solutions for Finance
Third-Party Risk Management for Financial Services
Automate due diligence, monitor counterparties, and deliver regulator-ready evidence.
Built for Financial Regulatory Requirements
OCC
Office of the Comptroller of the Currency
FDIC
Federal Deposit Insurance Corporation
SOX
Sarbanes-Oxley Compliance
GLBA
Gramm-Leach-Bliley Act
Challenges in Financial Services TPRM
Growing vendor ecosystem
Fintechs, cloud providers, and data aggregators multiply third-party relationships faster than teams can review them.
Fourth-party concentration risk
Your vendors rely on the same cloud and infrastructure providers. TrustGuard maps these dependencies.
Examiner scrutiny
Regulators expect documented evidence of ongoing monitoring, not just point-in-time assessments.
How TrustGuard Helps
Automated SOC 2 analysis
Ingest SOC 2 reports and surface control gaps, exceptions, and complementary user entity controls automatically.
Examiner-ready reports
Generate documentation with cited evidence that meets OCC, FDIC, and state regulator expectations.
Continuous monitoring
Track vendor risk posture changes between annual reviews with automated reassessment triggers.
Ready to streamline financial services TPRM?
See how TrustGuard handles SOC 2 reports, regulatory mappings, and vendor due diligence.
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